Morgan Stanley and UBS have been named in a lawsuit involving one of their former financial advisors and his ex-wife, who claims that the advisor misappropriated their shared brokerage assets while ...

Top Department of Labor officials praised President Donald Trump 's executive order aimed at widening 401 (k) investors' access to alternative assets.

Raymond James announced that it has added a financial advisor duo from Wells Fargo, where they oversaw about $276 million in client assets.

Most Americans are wary of artificial intelligence as a standalone financial planning tool, but nearly half — and a majority of younger adults — say they prefer to work with an advisor who understands ...

As ‘Gray Divorce’ Rate Climbs, FAs Must Hone Replanning Skills ...

President Donald Trump is expected to sign an executive order this week that would penalize banks for cutting off services to customers over political or religious beliefs, The Wall Street Journal ...

American retirement savers are increasingly tapping their 401 (k) plans for emergency funds, a phenomenon lawmakers and plan providers are trying to change to ensure retirement readiness, according to ...

LPL Financial doesn't see the influx of private equity money into the wealth management space making a significant impact on the multiples it offers advisors in its Liquidity and Succession program, ...

Financial advisors may need to dedicate more time to helping clients prepare for the burden of health care costs in retirement, according to a new study.

The Financial Services Institute on Wednesday filed a comment letter with the New Jersey Department of Labor and Workforce Development urging the agency to withdraw its proposed worker-classification ...

Aspen Standard Wealth has acquired MG Financial, a Boston-area registered investment advisory firm managing $1.1 billion in assets, marking the firm's fourth deal since its late-2024 debut. Terms of ...

Ameriprise Financial announced that it has added a Michigan-based bank investment program with around $780 million in client assets from Osaic.